< Return

Regulatory Compliance

Our services in the area of regulatory compliance are comprehensive. We accompany our clients at every point and whatever their needs in compliance issues may be, covering all eventualities for those companies that find themselves in the first stages of implementing a compliance ecosystem.

Additionally, for some clients we completely develop their regulatory compliance activities from start to finish as their outsourcers.

We do this for all aspects that the client wants to regulate internally in this area of compliance. Given our extensive experience, we believe it is advisable to include, at a minimum, the following material:

  • Financial: Sarbanes Oxley Act, internal controls, fraud, risks, bribes, etc.
  • Stock market: MiFID, conflicts of interest, codes of conduct, market abuse, privileged information, etc.
  • Social responsibility: CSR, Board of Directors’ protocols, approval standards, corporate governance, etc.
  • Employment: Harassment, health and safety, environmental concerns, equality, etc.
  • Technology: Data protection, information security, CCTV, etc.
  • Other: Intellectual property, quality and homologations, prevention of money laundering, etc.

International Team

Our local coordinators work as a team on the issues that pertain to this area of ​​practice with the allied, associated or correspondent firm in their jurisdiction. This firm has specialists in this area of ​​practice who work in English, as well as in their local languages.

For more information, you can contact the Director of International Operations, José María Viñals, via [email protected]

 

Contact us

For any other information please do not hesitate to contact us:

P +34 91 436 00 90
F +34 91 575 20 18
e-mail: [email protected]

Managing Partner: Lupicinio Rodríguez
T +34 91 436 00 90

Where are we?

Our headquarters are in Madrid:

Villanueva 29
28001 - Madrid
Tel +34 91 436 00 90
Fax +34 91 575 20 18
See map

We also have offices in: Barcelona, Valladolid, Bilbao, Vigo and Dubai.

RECENT

If you are a media professional here you will find information and resources related to LUPICINIO INTERNATIONAL LAW FIRM.

WORK WITH US

If you would like to work with our Firm, please consult the following sections:
amet, dolor. sed felis non mattis eleifend